Author: Hume, David
Title: Of The Rise And Progress Of The Arts And Sciences
Publisher: Unknown. (Ask Eric.)
Tag(s): monarchy; gallantry; sciences; barbarous; arts; genius; refined; government; progress; refinements; western philosophy
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Identifier: hume-of-737
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Copyright 1995, Christopher MacLachlan (cjmm@st-andrews.ac.uk). See
end note for details on copyright and editing conventions.[1]
Editor's note: "Of the Rise and Progress of the Arts and Sciences"
appeared in 1742 in Volume two of Hume's Essays, Moral and Political.
The text file here is based on the 1875 Green and Grose edition.
Spelling and punctuation have been modernized.
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Of the Rise and Progress of the Arts and Sciences
Nothing requires greater nicety, in our enquiries concerning
human affairs, than to distinguish exactly what is owing to
chance, and what proceeds from causes; nor is there any
subject, in which an author is more liable to deceive himself
by false subtilties and refinements. To say, that any event is
derived from chance, cuts short all farther enquiry concerning
it, and leaves the writer in the same state of ignorance with
the rest of mankind. But when the event is supposed to proceed
from certain and stable causes, he may then display his
ingenuity, in assigning these causes; and as a man of any
subtilty can never be at a loss in this particular, he has
thereby an opportunity of swelling his volumes, and
discovering his profound knowledge, in observing what escapes
the vulgar and ignorant.
The distinguishing between chance and causes must depend upon
every particular man's sagacity, in considering every
particular incident. But, if I were to assign any general rule
to help us in applying this distinction, it would be the
following, What depends upon a few persons is, in a great
measure, to be ascribed to chance, or secret and unknown
causes: What arises from a great number, may often be
accounted for by determinate and known causes.
Two natural reasons may. be assigned for this rule. First, If
you suppose a dye to have any biass, however small, to a
particular side, this biass, though, perhaps, it may not
appear in a few throws, will certainly prevail in a great
number, and will cast the balance entirely to that side. In
like manner, when any causes beget a particular inclination or
passion, at a certain time, and among a certain people; though
many individuals may escape the contagion, and be ruled by
passions peculiar to themselves; yet the multitude will
certainly be seized by the common affection, and be governed
by it in all their actions.
Secondly, Those principles of causes, which are fitted to
operate on a multitude, are always of a grosser and more
stubborn nature, less subject to accidents, and less
influenced by whim and private fancy, than those which operate
on a few only. The latter are commonly so delicate and
refined, that the smallest incident in the health, education,
or fortune of a particular person, is sufficient to divert
their course, and retard their operation; nor is it possible
to reduce them to any general maxims or observations. Their
influence at one time will never assure us concerning their
influence at another; even though all the general
circumstances should be the same in both cases.
To judge by this rule, the domestic and the gradual
revolutions of a state must be a more proper subject of
reasoning and observation, than the foreign and the violent,
which are commonly produced by single persons, and are more
influenced by whim, folly, or caprice, than by general
passions and interests. The depression of the lords, and rise
of the commons in England, after the statutes of alienation
and the encrease of trade and industry, are more easily
accounted for by general principles, than the depression of
the Spanish, and rise of the French monarchy, after the death
of Charles V. Had Harry IV, Cardinal Richlieu and Louis XIV
been Spaniards; and Philip II, III, and IV, and Charles II
been Frenchmen, the history of these two nations had been
entirely reversed.
For the same reason, it is more easy to account for the rise
and progress of commerce in any kingdom, than for that of
learning; and a state, which should apply itself to the
encouragement of the one, would be more assured of success,
than one which should cultivate the other. Avarice, or the
desire of gain, is an universal passion, which operates at all
times, in all places, and upon all persons: But curiosity, or
the love of knowledge, has a very limited influence, and
requires youth, leisure, education, genius, and example, to
make it govern any person. You will never want booksellers,
while there are buyers of books: But there may frequently be
readers where there are no authors. Multitudes of people,
necessity and liberty, have begotten commerce in Holland: But
study and application have scarcely produced any eminent
writers.
We may, therefore, conclude, that there is no subject, in
which we must proceed with more caution, than in tracing the
history of the arts and sciences; lest we assign causes which
never existed, and reduce what is merely contingent to stable
and universal principles. Those who cultivate the sciences in
any state, are always few in number: The passion, which
governs them, limited: Their taste and judgment delicate and
easily perverted: And their application disturbed with the
smallest accident. Chance, therefore, or secret and unknown
causes, must have a great influence on the rise and progress
of all the refined arts.
But there is a reason, which induces me not to ascribe the
matter altogether to chance. Though the persons, who cultivate
the sciences with such astonishing success, as to attract the
admiration of posterity, be always few, in all nations and all
ages; it is impossible but a share of the same spirit and
genius must be antecedently diffused throughout the people
among whom they arise, in order to produce, form, and
cultivate, from their earliest infancy, the taste and judgment
of those eminent writers. The mass cannot be altogether
insipid, from which such refined spirits are extracted. 'There
is a God within us,' says OVID, 'who breathes that divine
fire, by which we are animated.'[2] Poets, in all ages, have
advanced this claim to inspiration. There is not, however, any
thing supernatural in the case. Their fire is not kindled from
heaven. It only runs along the earth; is caught from one
breast to another; and burns brightest, where the materials
are best prepared, and most happily disposed. The question,
therefore, concerning the rise and progress of the arts and
sciences, is not altogether a question concerning the taste,
genius, and spirit of a few, but concerning those of a whole
people; and may, therefore, be accounted for, in some measure,
by general causes and principles. I grant, that a man, who
should enquire, why such a particular poet, as Homer for
instance, existed, at such a place, in such a time, would
throw himself headlong into chimaera, and could never treat of
such a subject, without a multitude of false subtilties and
refinements. He might as well pretend to give a reason, why
such particular generals, as Fabius and Scipio, lived in Rome
at such a time, and why Fabius came into the world before
Scipio. For such incidents as these, no other reason can be
given than that of Horace:
Scit genius, natale comes, qui temperat astrum,
Naturae Deus humanae, mortalis in unum...
...Quodque caput, vultu mutabilis, albus et ater.
But I am persuaded, that in many cases good reasons might be
given, why such a nation is more polite and learned at a
particular time, than any of its neighbours. At least, this is
so curious a subject, that it were a pity to abandon it
entirely, before we have found whether it be susceptible of
reasoning, and can be reduced to any general principles.
My first observation on this head is, That it is impossible
for the arts and sciences to arise, at first, among any people
unless that people enjoy the blessing of a free government.
In the first ages of the world, when men are as yet barbarous
and ignorant, they seek no farther security against mutual
violence and injustice, than the choice of some rulers, few or
many, in whom they place an implicit confidence, without
providing any security, by laws or political institutions,
against the violence and injustice of these rulers. If the
authority be centered in a single person, and if the people,
either by conquest, or by the ordinary course of propagation,
encrease to a great multitude, the monarch, finding it
impossible, in his own person, to execute every office of
sovereignty, in every place, must delegate his authority to
inferior magistrates, who preserve peace and order in their
respective districts. As experience and education have not yet
refined the judgments of men to any considerable degree, the
prince, who is himself unrestrained, never dreams of
restraining his ministers, but delegates his full authority to
every one, whom he sets over any portion of the people. All
general laws are attended with inconveniencies, when applied
to particular cases; and it requires great penetration and
experience, both to perceive that these inconveniencies are
fewer than what result from full discretionary powers in every
magistrate; and also to discern what general laws are, upon
the whole, attended with fewest inconveniencies. This is a
matter of so great difficulty, that men may have made some
advances, even in the sublime arts of poetry and eloquence,
where a rapidity of genius and imagination assist their
progress, before they have arrived at any great refinement in
their municipal laws, where frequent trials and diligent
observation can alone direct their improvements. It is not,
therefore, to be supposed, that a barbarous monarch,
unrestrained and uninstructed, will ever become a legislator,
or think of restraining his Bashaws, in every province, or
even his Cadis in every village. We are told, that the late
Czar, though actuated with a noble genius, and smit with the
love and admiration of European arts; yet professed an esteem
for the Turkish policy in this particular, and approved of
such summary decisions of causes, as are practised in that
barbarous monarchy, where the judges are not restrained by any
methods, forms, or laws. He did not perceive, how contrary
such a practice would have been to all his other endeavours
for refining his people. Arbitrary power, in all cases, is
somewhat oppressive and debasing; but it is altogether ruinous
and intolerable, when contracted into a small compass; and
becomes still worse, when the person, who possesses it, knows
that the time of his authority is limited and uncertain.
'Habet subjectos tanquam suos; viles, ut alienos.'[3] He
governs the subjects with full authority, as if they were his
own; and with negligence or tyranny, as belonging to another.
A people, governed after such a manner, are slaves in the full
and proper sense of the word; and it is impossible they can
ever aspire to any refinements or taste of reason. They dare
not so much as pretend to enjoy the necessaries of life in
plenty or security.
To expect, therefore, that the arts and sciences should take
their first rise in a monarchy, is to expect a contradiction.
Before these refinements have taken place, the monarch is
ignorant and uninstructed; and not having knowledge sufficient
to make him sensible of the necessity of balancing his
government upon general laws, he delegates his full power to
all inferior magistrates. This barbarous policy debases the
people, and for ever prevents all improvements. Were it
possible, that, before science were known in the world, a
monarch could possess so much wisdom as to become a
legislator, and govern his people by law, not by the arbitrary
will of their fellow-subjects, it might be possible for that
species of government to be the first nursery of arts and
sciences. But that supposition seems scarcely to be consistent
or rational.
It may happen, that a republic, in its infant state, may be
supported by as few laws as a barbarous monarchy, and may
entrust as unlimited an authority to its magistrates or
judges. But, besides that the frequent elections by the
people, are a considerable check upon authority; it is
impossible, but, in time, the necessity of restraining the
magistrates, in order to preserve liberty, must at last
appear, and give rise to general laws and statutes. The Roman
Consuls, for some time, decided all causes, without being
confined by any positive statutes, till the people, bearing
this yoke with impatience, created the decemvirs, who
promulgated the twelve tables; a body of laws, which, though,
perhaps, they were not equal in bulk to one English act of
parliament, were almost the only written rules, which
regulated property and punishment, for some ages, in that
famous republic. They were, however, sufficient, together with
the forms of a free government, to secure the lives and
properties of the citizens, to exempt one man from the
dominion of another; and to protect every one against the
violence or tyranny of his fellow-citizens. In such a
situation the sciences may raise their heads and flourish: But
never can have being amidst such a scene of oppression and
slavery, as always results from barbarous monarchies, where
the people alone are restrained by the authority of the
magistrates, and the magistrates are not restrained by any law
or statute. An unlimited despotism of this nature, while it
exists, effectually puts a stop to all improvements, and keeps
men from attaining that knowledge, which is requisite to
instruct them in the advantages, arising from a better police,
and more moderate authority.
Here then are the advantages of free states. Though a republic
should be barbarous, it necessarily, by an infallible
operation, gives rise to Law, even before mankind have made
any considerable advances in the other sciences. From law
arises security: From security curiosity: And from curiosity
knowledge. The latter steps of this progress may be more
accidental; but the former are altogether necessary. A
republic without laws can never have any duration. On the
contrary, in a monarchical government, law arises not
necessarily from the forms of government. Monarchy, when
absolute, contains even something repugnant to law. Great
wisdom and reflection can alone reconcile them. But such a
degree of wisdom can never be expected, before the greater
refinements and improvements of human reason. These
refinements require curiosity, security, and law. The first
growth, therefore, of the arts and sciences can never be
expected in despotic governments.
There are other causes, which discourage the rise of the
refined arts in despotic governments; though I take the want
of laws, and the delegation of full powers to every petty
magistrate, to be the principal. Eloquence certainly springs
up more naturally in popular governments: Emulation too in
every accomplishment must there be more animated and
enlivened: And genius and capacity have a fuller scope and
career. All these causes render free governments the only
proper nursery for the arts and sciences.
The next observation, which I shall make on this head, is,
That nothing is more favourable to the rise of politeness and
learning, than a number of neighbouring and independent
states, connected together by commerce and policy. The
emulation, which naturally arises among those neighbouring
states, is an obvious source of improvement: But what I would
chiefly insist on is the stop, which such limited territories
give both to power and to authority.
Extended governments, where a single person has great
influence, soon become absolute; but small ones change
naturally into commonwealths. A large government is accustomed
by degrees to tyranny; because each act of violence is at
first performed upon a part, which, being distant from the
majority, is not taken notice of, nor excites any violent
ferment. Besides, a large government, though the whole be
discontented, may, by a little art, be kept in obedience;
while each part, ignorant of the resolutions of the rest, is
afraid to begin any commotion or insurrection. Not to mention,
that there is a superstitious reverence for princes, which
mankind naturally contract when they do not often see the
sovereign, and when many of them become not acquainted with
him so as to perceive his weaknesses. And as large states can
afford a great expence, in order to support the pomp of
majesty; this is a kind of fascination on men, and naturally
contributes to the enslaving of them.
In a small government, any act of oppression is immediately
known throughout the whole: The murmurs and discontents,
proceeding from it, are easily communicated: And the
indignation arises the higher, because the subjects are not
apt to apprehend in such states, that the distance is very
wide between themselves and their sovereign. 'No man,' said
the prince of Cond, 'is a hero to his Valet de Chambre.' It
is certain that admiration and acquaintance are altogether
incompatible towards any mortal creature. Sleep and love
convinced even Alexander himself that he was not a God: But I
suppose that such as daily attended him could easily, from the
numberless weaknesses to which he was subject, have given him
many still more convincing proofs of his humanity.
But the divisions into small states are favourable to
learning, by stopping the progress of authority as well as
that of power. Reputation is often as great a fascination upon
men as sovereignty, and is equally destructive to the freedom
of thought and examination. But where a number of neighbouring
states have a great intercourse of arts and commerce, their
mutual jealousy keeps them from receiving too lightly the law
from each other, in matters of taste and of reasoning, and
makes them examine every work of art with the greatest care
and accuracy. The contagion of popular opinion spreads not so
easily from one place to another. It readily receives a check
in some state or other, where it concurs not with the
prevailing prejudices. And nothing but nature and reason, or,
at least, what bears them a strong resemblance, can force its
way through all obstacles, and unite the most rival nations
into an esteem and admiration of it.
Greece was a cluster of little principalities, which soon
became republics; and being united both by their near
neighbourhood, and by the ties of the same language and
interest, they entered into the closest intercourse of
commerce and learning. There concurred a happy climate, a soil
not unfertile, and a most harmonious and comprehensive
language; so that every circumstance among that people seemed
to favour the rise of the arts and sciences. Each city
produced its several artists and philosophers, who refused to
yield the preference to those of the neighbouring republics:
Their contention and debates sharpened the wits of men: A
variety of objects was presented to the judgment, while each
challenged the preference to the rest: and the sciences, not
being dwarfed by the restraint of authority, were enabled to
make such considerable shoots, as are, even at this time, the
objects of our admiration. After the Roman christian, or
catholic church had spread itself over the civilized world,
and had engrossed all the learning of the times; being really
one large state within itself, and united under one head; this
variety of sects immediately disappeared, and the Peripatetic
philosophy was alone admitted into all the schools, to the
utter depravation of every kind of learning. But mankind,
having at length thrown off this yoke, affairs are now
returned nearly to the same situation as before, and Europe is
at present a copy at large, of what Greece was formerly a
pattern in miniature. We have seen the advantage of this
situation in several instances. What checked the progress of
the Cartesian philosophy, to which the French nation shewed
such a strong propensity towards the end of the last century,
but the opposition made to it by the other nations of Europe,
who soon discovered the weak sides of that philosophy? The
severest scrutiny, which Newton's theory has undergone,
proceeded not from his own countrymen, but from foreigners;
and if it can overcome the obstacles, which it meets with at
present in all parts of Europe, it will probably go down
triumphant to the latest posterity. The English are become
sensible of the scandalous licentiousness of their stage, from
the example of the French decency and morals. The French are
convinced, that their theatre has become somewhat effeminate,
by too much love and gallantry; and begin to approve of the
more masculine taste of some neighbouring nations.
In China, there seems to be a pretty considerable stock of
politeness and science, which, in the course of so many
centuries, might naturally be expected to ripen into some
thing more perfect and finished, than what has yet arisen from
them. But China is one vast empire, speaking one language,
governed by one law, and sympathizing in the same manners. The
authority of any teacher, such as Confucius, was propagated
easily from one corner of the empire to the other. None had
courage to resist the torrent of popular opinion. And
posterity was not bold enough to dispute what had been
universally received by their ancestors. This seems to be one
natural reason, why the sciences have made so slow a progress
in that mighty empire.[4]
If we consider the face of the globe, Europe, of all the four
parts of the world, is the most broken by seas, rivers, and
mountains; and Greece of all countries of Europe. Hence these
regions were naturally divided into several distinct
governments. And hence the sciences arose in Greece; and
Europe has been hitherto the most constant habitation of them.
I have sometimes been inclined to think, that interruptions in
the periods of learning, were they not attended with such a
destruction of ancient books, and the records of history,
would be rather favourable to the arts and sciences, by
breaking the progress of authority, and dethroning the
tyrannical usurpers over human reason. In this particular,
they have the same influence, as interruptions in political
governments and societies. Consider the blind submission of
the ancient philosophers to the several masters in each
school, and you will be convinced, that little good could be
expected from a hundred centuries of such a servile
philosophy. Even the Eclectics, who arose about the age of
Augustus, notwithstanding their professing to chuse freely
what pleased them from every different sect, were yet, in the
main, as slavish and dependent as any of their brethren since
they sought for truth not in nature, but in the several
schools; where they supposed she must necessarily be found,
though not united in a body, yet dispersed in parts. Upon the
revival of learning, those sects of Stoics and Epicureans,
Platonists and Pythagoricians, could never regain any credit
or authority; and, at the same time, by the example of their
fall, kept men from submitting, with such blind deference, to
those new sects, which have attempted to gain an ascendant
over them.
The third observation, which I shall form on this head, of the
rise and progress of the arts and sciences, is, That though
the only proper Nursery of these noble plants be a free state;
yet may they be transplanted into any government; and that a
republic is most favourable to the growth of the sciences, a
civilized monarchy to that of the polite arts.
To balance a large state or society, whether monarchical or
republican, on general laws, is a work of so great difficulty,
that no human genius, however comprehensive, is able, by the
mere dint of reason and reflection, to effect it. The
judgments of many must unite in this work: Experience must
guide their labour: Time must bring it to perfection: And the
feeling of inconveniencies must correct the mistakes, which
they inevitably fall into, in their first trials and
experiments. Hence appears the impossibility, that this
undertaking should be begun and carried on in any monarchy;
since such a form of government, ere civilized, knows no other
secret or policy, than that of entrusting unlimited powers to
every governor or magistrate, and subdividing the people into
so many classes and orders of slavery. From such a situation,
no improvement can ever be expected in the sciences, in the
liberal arts, in laws, and scarcely in the manual arts and
manufactures. The same barbarism and ignorance, with which the
government commences, is propagated to all posterity, and can
never come to a period by the efforts or ingenuity of such
unhappy slaves.
But though law, the source of all security and happiness,
arises late in any government, and is the slow product of
order and of liberty, it is not preserved with the same
difficulty with which it is produced; but when it has once
taken root, is a hardy plant, which will scarcely ever perish
through the ill culture of men, or the rigour of the seasons.
The arts of luxury, and much more the liberal arts, which
depend on a refined taste or sentiment, are easily lost;
because they are always relished by a few only, whose leisure,
fortune, and genius fit them for such amusements. But what is
profitable to every mortal, and in common life, when once
discovered, can scarcely fall into oblivion, but by the total
subversion of society, and by such furious inundations of
barbarous invaders, as obliterate all memory of former arts
and civility. Imitation also is apt to transport these coarser
and more useful arts from one climate to another, and make
them precede the refined arts in their progress; though
perhaps they sprang after them in their first rise and
propagation. From these causes proceed civilized monarchies;
where the arts of government, first invented in free states,
are preserved to the mutual advantage and security of
sovereign and subject.
However perfect, therefore, the monarchical form may appear to
some politicians, it owes all its perfection to the
republican; nor is it possible, that a pure despotism,
established among a barbarous people, can ever, by its native
force and energy, refine and polish itself. It must borrow its
laws, and methods, and institutions, and consequently its
stability and order, from free governments. These advantages
are the sole growth of republics. The extensive despotism of a
barbarous monarchy, by entering into the detail of the
government, as well as into the principal points of
administration, for ever prevents all such improvement.
In a civilized monarchy, the prince alone is unrestrained in
the exercise of his authority, and possesses alone a power,
which is not bounded by any thing but custom, example, and the
sense of his own interest. Every minister or magistrate,
however eminent, must submit to the general laws, which govern
the whole society, and must exert the authority delegated to
him after the manner, which is prescribed. The people depend
on none but their sovereign, for the security of their
property. He is so far removed from them, and is so much
exempt from private jealousies or interests, that this
dependence is scarcely felt. And thus a species of government
arises, to which, in a high political rant, we may give the
name of Tyranny, but which, by a just and prudent
administration, may afford tolerable security to the people,
and may answer most of the ends of political society.
But though in a civilized monarchy, as well as in a republic,
the people have security for the enjoyment of their property;
yet in both these forms of government, those who possess the
supreme authority have the disposal of many honours and
advantages, which excite the ambition and avarice of mankind.
The only difference is, that, in a republic, the candidates
for office must look downwards, to gain the suffrages of the
people; in a monarchy, they must turn their attention upwards,
to court the good graces and favour of the great. To be
successful in the former way, it is necessary for a man to
make himself useful, by his industry, capacity, or knowledge:
To be prosperous in the latter way, it is requisite for him to
render himself agreeable, by his wit, complaisance, or
civility. A strong genius succeeds best in republics: A
refined taste in monarchies. And consequently the sciences are
the more natural growth of the one, and the polite arts of the
other.
Not to mention, that monarchies, receiving their chief
stability from a superstitious reverence to priests and
princes, have commonly abridged the liberty of reasoning, with
regard to religion, and politics, and consequently metaphysics
and morals. All these form the most considerable branches of
science. Mathematics and natural philosophy, which only
remain, are not half so valuable.
Among the arts of conversation, no one pleases more than
mutual deference or civility, which leads us to resign our own
inclinations to those of our companion, and to curb and
conceal that presumption and arrogance, so natural to the
human mind. A good-natured man, who is well educated,
practises this civility to every mortal, without premeditation
or interest. But in order to render that valuable quality
general among any people, it seems necessary to assist the
natural disposition by some general motive. Where power rises
upwards from the people to the great, as in all republics,
such refinements of civility are apt to be little practised;
since the whole state is, by that means, brought near to a
level, and every member of it is rendered, in a great measure,
independent of another. The people have the advantage, by the
authority of their suffrages: The great, by the superiority of
their station. But in a civilized monarchy, there is a long
train of dependence from the prince to the peasant, which is
not great enough to render property precarious, or depress the
minds of the people; but is sufficient to beget in every one
an inclination to please his superiors, and to form himself
upon those models, which are most acceptable to people of
condition and education. Politeness of manners, therefore,
arises most naturally in monarchies and courts; and where that
flourishes, none of the liberal arts will be altogether
neglected or despised.
The republics in Europe are at present noted for want of
politeness. The good-manners of a Swiss civilized in Holland,[5]
is an expression for rusticity among the French. The English,
in some degree, fall under the same censure, notwithstanding
their learning and genius. And if the Venetians be an
exception to the rule, they owe it, perhaps, to their
communication with the other Italians, most of whose
governments beget a dependence more than sufficient for
civilizing their manners.
It is difficult to pronounce any judgment concerning the
refinements of the ancient republics in this particular: But I
am apt to suspect, that the arts of conversation were not
brought so near to perfection among them as the arts of
writing and composition. The scurrility of the ancient
orators, in many instances, is quite shocking, and exceeds all
belief. Vanity too is often not a little offensive in authors
of those ages;[6] as well as the common licentiousness and
immodesty of their stile, Quicunque impudicus, adulter, ganeo,
manu, ventre, pene, bona patria laceraverat, says Sallust in
one of the gravest and most moral passages of his history. Nam
fuit ante Helenam Cunnus teterrima belli Causa, is an
expression of Horace, in tracing the origin of moral good and
evil. Ovid and Lucretius[7] are almost as licentious in their
stile as Lord Rochester; though the former were fine gentlemen
and delicate writers, and the latter, from the corruptions of
that court, in which he lived, seems to have thrown off all
regard to shame and decency. Juvenal inculcates modesty with
great zeal; but sets a very bad example of it if we consider
the impudence of his expressions.
I shall also be bold to affirm, that among the ancients, there
was not much delicacy of breeding, or that polite deference
and respect, which civility obliges us either to express or
counterfeit towards the persons with whom we converse. Cicero
was certainly one of the finest gentlemen of his age; yet I
must confess I have frequently been shocked with the poor
figure under which he represents his friend Atticus, in those
dialogues, where he himself is introduced as a speaker. That
learned and virtuous Roman, whose dignity, though he was only
a private gentleman, was inferior to that of no one in Rome,
is there shewn in rather a more pitiful light than
Philalethe's friend in our modern dialogues. He is a humble
admirer of the orator, pays him frequent compliments, and
receives his instructions, with all the deference which a
scholar owes to his master.[8] Even Cato is treated in
somewhat of a cavalier manner in the dialogues de finibus.
One of the most particular details of a real dialogue, which
we meet with in antiquity, is related by Polybius;[9] when
Philip, king of Macedon, a prince of wit and parts, met with
Titus Flaminius, one of the politest of the Romans, as we
learn from Plutarch,[10] accompanied with ambassadors from
almost all the Greek cities. The Aetolian ambassador very
abruptly tells the king, that he talked like a fool or a
madman (lhrein). 'That's evident,' says his majesty, 'even to
a blind man'; which was a raillery on the blindness of his
excellency. Yet all this did not pass the usual bounds: For
the conference was not disturbed; and Flaminius was very well
diverted with these strokes of humour. At the end, when Philip
craved a little time to consult with his friends, of whom he
had none present, the Roman general, being desirous also to
shew his wit, as the historian says, tells him, 'that perhaps
the reason, why he had none of his friends with him, was
because he had murdered them all'; which was actually the
case. This unprovoked piece of rusticity is not condemned by
the historian; caused no farther resentment in Philip, than to
excite a Sardonian smile, or what we call a grin; and hindered
him not from renewing the conference next day. Plutarch[11]
too mentions this raillery amongst the witty and agreeable
sayings of Flaminius.
Cardinal Wolsey apologized for his famous piece of insolence,
in saying, 'Ego et Rex meus', I and my king, by observing,
that this expression was conformable to the Latin idiom, and
that a Roman always named himself before the person to whom,
or of whom he spake. Yet this seems to have been an instance
of want of civility among that people. The ancients made it a
rule, that the person of the greatest dignity should be
mentioned first in the discourse; insomuch, that we find the
spring of a quarrel and jealousy between the Romans and
Aetolians, to have been a poet's naming the Aetolians before
the Romans, in celebrating a victory gained by their united
arms over the Macedonians.[12] Thus Livia disgusted Tiberius
by placing her own name before his in an inscription.[13]
No advantages in this world are pure and unmixed. In like
manner, as modern politeness, which is naturally so
ornamental, runs often into affectation and foppery, disguise
and insincerity; so the ancient simplicity, which is naturally
so amiable and affecting, often degenerates into rusticity and
abuse, scurrility and obscenity.
If the superiority in politeness should be allowed to modern
times, the modern notions of gallantry, the natural produce of
courts and monarchies, will probably be assigned as the causes
of this refinement. No one denies this invention to be
modern:[14] But some of the more zealous partizans of the
ancients, have asserted it to be foppish and ridiculous, and a
reproach, rather than a credit, to the present age.[15] It may
here be proper to examine this question.
Nature has implanted in all living creatures an affection
between the sexes, which, even in the fiercest and most
rapacious animals, is not merely confined to the satisfaction
of the bodily appetite, but begets a friendship and mutual
sympathy, which runs through the whole tenor of their lives.
Nay, even in those species, where nature limits the indulgence
of this appetite to one season and to one object, and forms a
kind of marriage or association between a single male and
female, there is yet a visible complacency and benevolence,
which extends farther, and mutually softens the affections of
the sexes towards each other. How much more must this have
place in man, where the confinement of the appetite is not
natural; but either is derived accidentally from some strong
charm of love, or arises from reflections on duty and
convenience? Nothing, therefore, can proceed less from
affectation than the passion of gallantry. It is natural in
the highest degree. Art and education, in the most elegant
courts, make no more alteration on it, than on all the other
laudable passions. They only turn the mind more towards it;
they refine it; they polish it; and give it a proper grace and
expression.
But gallantry is as generous as it is natural. To correct such
gross vices, as lead us to commit real injury on others, is
the part of morals, and the object of the most ordinary
education. Where that is not attended to, in some degree, no
human society can subsist. But in order to render
conversation, and the intercourse of minds more easy and
agreeable, good-manners have been invented, and have carried
the matter somewhat farther. Wherever nature has given the
mind a propensity to any vice, or to any passion disagreeable
to others, refined breeding has taught men to throw the biass
on the opposite side, and to preserve, in all their behaviour,
the appearance of sentiments different from those to which
they naturally incline. Thus, as we are commonly proud and
selfish, and apt to assume the preference above others, a
polite man learns to behave with deference towards his
companions, and to yield the superiority to them in all the
common incidents of society. In like manner, wherever a
person's situation may naturally beget any disagreeable
suspicion in him, it is the part of good-manners to prevent
it, by a studied display of sentiments, directly contrary to
those of which he is apt to be jealous. Thus, old men know
their infirmities, and naturally dread contempt from the
youth: Hence, well-educated youth redouble the instances of
respect and deference to their elders. Strangers and
foreigners are without protection: Hence, in all polite
countries, they receive the highest civilities, and are
entitled to the first place in every company. A man is lord in
his own family, and his guests are, in a manner, subject to
his authority: Hence, he is always the lowest person in the
company; attentive to the wants of every one; and giving
himself all the trouble, in order to please, which may not
betray too visible an affectation, or impose too much
constraint on his guests.[16] Gallantry is nothing but an
instance of the same generous attention. As nature has given
man the superiority above woman, by endowing him with greater
strength both of mind and body; it is his part to alleviate
that superiority, as much as possible, by the generosity of
his behaviour, and by a studied deference and complaisance for
all her inclinations and opinions. Barbarous nations display
this superiority, by reducing their females to the most abject
slavery; by confining them, by beating them, by selling them,
by killing them. But the male sex, among a polite people,
discover their authority in a more generous, though not a less
evident manner; by civility, by respect, by complaisance, and,
in a word, by gallantry. In good company, you need not ask,
Who is the master of the feast? The man, who sits in the
lowest place, and who is always industrious in helping every
one, is certainly the person. We must either condemn all such
instances of generosity, as foppish and affected, or admit of
gallantry among the rest. The ancient Muscovites wedded their
wives with a whip, instead of a ring. The same people, in
their own houses, took always the precedency above foreigners,
even[17] foreign ambassadors. These two instances of their
generosity and politeness are much of a piece.
Gallantry is not less compatible with wisdom and prudence,
than with nature and generosity; and when under proper
regulations, contributes more than any other invention, to the
entertainment and improvement of the youth of both sexes.
Among every species of animals, nature has founded on the love
between the sexes their sweetest and best enjoyment. But the
satisfaction of the bodily appetite is not alone sufficient to
gratify the mind; and even among brute-creatures, we find,
that their play and dalliance, and other expressions of
fondness, form the greatest part of the entertainment. In
rational beings, we must certainly admit the mind for a
considerable share. Were we to rob the feast of all its
garniture of reason, discourse, sympathy, friendship, and
gaiety, what remains would scarcely be worth acceptance, in
the judgment of the truly elegant and luxurious.
What better school for manners, than the company of virtuous
women; where the mutual endeavour to please must insensibly
polish the mind, where the example of the female softness and
modesty must communicate itself to their admirers, and where
the delicacy of that sex puts every one on his guard, lest he
give offence by any breach of decency.
Among the ancients, the character of the fair-sex was
considered as altogether domestic; nor were they regarded as
part of the polite world or of good company. This, perhaps, is
the true reason why the ancients have not left us one piece of
pleasantry that is excellent, (unless one may except the
Banquet of Xenophon, and the Dialogues of Lucian) though many
of their serious compositions are altogether inimitable.
Horace condemns the coarse railleries and cold jests of
Plautus: But, though the most easy, agreeable, and judicious
writer in the world, is his own talent for ridicule very
striking or refined? This, therefore, is one considerable
improvement, which the polite arts have received from
gallantry, and from courts, where it first arose.
But, to return from this digression, I shall advance it as a
fourth observation on this subject, of the rise and progress
of the arts and sciences, that when the arts and sciences come
to perfection in any state, from that moment they naturally,
or rather necessarily decline, and seldom or never revive in
that nation, where they formerly flourished.
It must be confessed, that this maxim, though conformable to
experience, may, at first sight, be esteemed contrary to
reason. If the natural genius of mankind be the same in all
ages, and in almost all countries, (as seems to be the truth)
it must very much forward and cultivate this genius, to be
possessed of patterns in every art, which may regulate the
taste, and fix the objects of imitation. The models left us by
the ancients gave birth to all the arts about 200 years ago,
and have mightily advanced their progress in every country of
Europe: Why had they not a like effect during the reign of
Trajan and his successors; when they were much more entire,
and were still admired and studied by the whole world? So late
as the emperor Justinian, the Poet, by way of distinction, was
understood, among the Greeks, to be Homer; among the Romans,
Virgil. Such admiration still remained for these divine
geniuses; though no poet had appeared for many centuries, who
could justly pretend to have imitated them.
A man's genius is always, in the beginning of life, as much
unknown to himself as to others; and it is only after frequent
trials, attended with success, that he dares think himself
equal to those undertakings, in which those, who have
succeeded, have fixed the admiration of mankind. If his own
nation be already possessed of many models of eloquence, he
naturally compares his own juvenile exercises with these, and
being sensible of the great disproportion, is discouraged from
any farther attempts, and never aims at a rivalship with those
authors, whom he so much admires. A noble emulation is the
source of every excellence. Admiration and modesty naturally
extinguish this emulation. And no one is so liable to an
excess of admiration and modesty, as a truly great genius.
Next to emulation, the greatest encourager of the noble arts
is praise and glory. A writer is animated with new force, when
he hears the applauses of the world for his former
productions; and, being roused by such a motive, he often
reaches a pitch of perfection, which is equally surprizing to
himself and to his readers. But when the posts of honour are
all occupied, his first attempts are but coldly received by
the public; being compared to productions, which are both in
themselves more excellent, and have already the advantage of
an established reputation. Were Molire and Corneille to bring
upon the stage at present their early productions, which were
formerly so well received, it would discourage the young
poets, to see the indifference and disdain of the public. The
ignorance of the age alone could have given admission to the
Prince of Tyre; but it is to that we owe The Moor: Had Every
man in his humour been rejected, we had never seen Volpone.
Perhaps, it may not be for the advantage of any nation to have
the arts imported from their neighbours in too great
perfection. This extinguishes emulation, and sinks the ardour
of the generous youth. So many models of Italian painting
brought into England, instead of exciting our artists, is the
cause of their small progress in that noble art. The same,
perhaps, was the case of Rome, when it received the arts from
Greece. That multitude of polite productions in the French
language, dispersed all over Germany and the North, hinder
these nations from cultivating their own language, and keep
them still dependent on their neighbours for those elegant
entertainments.
It is true, the ancients had left us models in every kind of
writing, which are highly worthy of admiration. But besides
that they were written in languages, known only to the
learned; besides this, I say, the comparison is not so perfect
or entire between modern wits, and those who lived in so
remote an age. Had Waller been born in Rome, during the reign
of Tiberius, his first productions had been despised, when
compared to the finished odes of Horace. But in this island
the superiority of the Roman poet diminished nothing from the
fame of the English. We esteemed ourselves sufficiently happy,
that our climate and language could produce but a faint copy
of so excellent an original.
In short, the arts and sciences, like some plants, require a
fresh soil; and however rich the land may be, and however you
may recruit it by art or care, it will never, when once
exhausted, produce any thing that is perfect or finished in
the kind.
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[1][COPYRIGHT: (c) 1995, Christopher MacLachlan (cjmm@st-
andrews.ac.uk), all rights reserved. Unaltered copies of this
computer text file may be freely distribute for personal and
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costs, this file cannot be sold without written permission
from the copyright holder.When quoting from this text, please
use the following citation: The Writings of David Hume, ed.
James Fieser (Internet Release 1995)
EDITORIAL CONVENTIONS: Note references ar contained within square
brackets (e.g., [1]). Spelling an punctuation have been modernized
[2]Est Deus in nobis; agitante calescimus illo:
Impetus hic, sacrae semina mentis habet.
Ovid, Fast. lib, vi, 5.
[3]Tacitus, hist. lib. i, 37.
[4]If it be asked how we can reconcile to the foregoing
principles the happiness, riches, and good police of the
Chinese, who have always been governed by a sole monarch, and
can scarce form an idea of a free government; I would answer,
that tho' the Chinese government be a pure monarchy, it is
not, properly speaking, absolute. This proceeds from a
peculiarity of the situation of that country: They have no
neighbours, except the Tartars, from whom they wer, in some
measure secured, at least seemed to be secured, by their
famous wall, and by the great superioritv of their numbers. By
this means, military discipline has always been much neglected
amongst them, and their standing forces are mere militia, of
the worst kind; and unfit to suppress any general insurrection
in countries so extremely populous. The sword, therefore, may
properly be said to be always in the hands of the poople,
which is a sufficient restraint upon the monarch, and obliges
him to lay his mandarins or governors of provinces under the
restraint of general laws, in order to prevent those
rebellions, which we learn from history to have been so
frequent and dangerous in that government. Perhaps, a pure
monarchy of this kind, were it fitted for a defence against
foreign enemies, would be the best of all governments, as
having both the tranquillity attending kingly power, and the
moderation and liberty of popular assemblies.
[5]C'est la politesse d'un Suisse
En Hollande civilis.
Rousseau.
[6]It is needless to cite Cicero or Pliny on this head: They
are too much noted: But one is a little surprised to find
Arrian, a very grave, judicious writer, interrupt the thread
of his narration all of a sudden, to tell his readers that he
himself is as emi nent among the Greeks for eloquence as
Alexander wasfor arms. Lib. i. 12.
[7]This poet (see lib. iv. 1175) recommends a very
extraordinary cure for love, and what one expects not to meet
with in so elegant and philosophical a poem. It seems to have
been the original of some of Dr. Swift's images. The elegant
Catullus and Phaedrus fall under the same censure.
[8]Att. Non mihi videtur ad beate vivendum satis esse
virtutem. Mar. At hercule Bruto meo videtur; cujus ego
judicium, pace tua dixerim, longe antepono tuo. Tusc. Quaest.
lib. v. 5.
[9]Lib. xvii. 4.
[10]In vita Flamin., c. 2.
[11] Plut. in vita Flamin. c. 17.
[12]Plut. in vita Flamin. c. 9.
[13]Tacit., Ann. lib. iii. cap. 64.
[14]In the Self-Tormentor of Terence, Clinias, whenever he
comes to town, instead of waiting on his mistress, sends for
her to come to him.
[15]Lord Shaftesbury, see his Moralists.
[16]The frequent mention in ancient authors of that ill-bred
custom of the master of the family's eating better bread or
drinking better wine at table than he afforded his guests, is
but an indifferent mark of the civility of those ages. See
Juvenal, sat. 5, Plinii lib. xiv. cap. 13. Also Plinii Epist.
Lucian de mercede conductis, Saturnalia, etc. There is
scarcely any part of Europe at present so uncivilized as to
admit of such a custom.
[17]See Relation of three Embassies, by the Earl of Carlisle.
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